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Allen & Thomas, LLP

Legal Solutions for Business Growth Challenges

Allen & Thomas, LLP is a boutique business law firm that offers a comprehensive suite of legal services tailored to meet the unique needs of their clients.

Their primary practice areas include:

  • Private Placement Offerings: Assisting clients with fundraising compliance under Regulation D, Regulation A, and Regulation Crowdfunding.
  • Mergers & Acquisitions: Guiding clients through the complexities of buying, selling, and merging businesses to ensure seamless transitions.
  • Fractional General Counsel: Providing on-demand legal support for businesses requiring flexible yet comprehensive counsel.
  • SEC & FINRA Defense: Representing clients in matters involving the Securities and Exchange Commission and the Financial Industry Regulatory Authority, including inquiries, investigations, and enforcement actions.
  • Broker-Dealers & Serial Issuers: Helping navigate FINRA and state securities regulations, helping to maximize fundraising opportunities while minimizing legal risks.
  • Private Investment Funds: Supporting the formation and management of private investment funds, ensuring adherence to applicable laws.

They leverage their decades of experience to help companies navigate complex regulatory and transactional challenges with confidence and are committed to delivering expert legal support to their clients.

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